-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HEnvsLHUk+E5j/vS0txdU15bccRBhydePUJKhr6Fw6ekL78Urqxm9LA4knjVhYSE C3zhSw1c4zsQ+YEQad6/TA== 0001193125-04-024488.txt : 20040217 0001193125-04-024488.hdr.sgml : 20040216 20040217111039 ACCESSION NUMBER: 0001193125-04-024488 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43584 FILM NUMBER: 04604980 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLMES ARTHUR S CENTRAL INDEX KEY: 0000900395 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 35555 CURTIS BLVD CITY: EASTLAKE STATE: OH ZIP: 44059 BUSINESS PHONE: 2169462525 MAIL ADDRESS: STREET 1: 5885 LANDBROOK DRIVE SUITE 205 CITY: CLEVLAND STATE: OH ZIP: 44124 SC 13G/A 1 dsc13ga.htm AMENDMENT # 11 TO SCHEDULE 13G Amendment # 11 to Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 11)*

 

 

 

 

 

Chart Industries, Inc.


(Name of Issuer)

 

 

Common Stock, $.01 par value per share


(Title of Class of Securities)

 

 

16115Q 20 9


                                (CUSIP Number)                                

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


CUSIP No. 16115Q 20 9   13G   Page 2 of 5 Pages

 


  1.  

Name of Reporting Persons.

I.R.S. Identification No. of above persons (entities only).

 

            Arthur S. Holmes

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  ¨

            N/A

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                78,152


  6.    Shared Voting Power

 

                77,206


  7.    Sole Dispositive Power

 

                78,152


  8.    Shared Dispositive Power

 

                77,206


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            155,358

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            2.9%

   

12.  

Type of Reporting Person*

 

            IN

   

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 


CHART INDUSTRIES, INC.

 

Schedule 13G of Arthur S. Holmes

 

Item 1.

 

(a)

  

Name of Issuer:

 

Chart Industries, Inc.

         
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

5885 Landerbrook Drive, Suite 205, Mayfield Heights, OH 44124

         

Item 2.

 

(a)

  

Name of Person Filing:

 

Arthur S. Holmes

         
   

(b)

  

Address of Principal Business Office or, if None, Residence:

 

5885 Landerbrook Drive, Suite 205, Mayfield Heights, OH 44124

         
   

(c)

  

Citizenship:

 

United States

         
   

(d)

  

Title of Class of Securities:

 

Common Stock, $.01 par value per share

         
   

(e)

  

CUSIP Number:    

 

16115Q 20 9

         

Item 3.

        
         Not Applicable

 

Page 3 of 5 pages


Item 4.

   Ownership.          
     (a)    Amount beneficially owned: 155,358 shares of Common Stock          
     (b)    Percentage of class: 2.9%          
     (c)    Number of shares as to which such person has:          
          (i)    Sole power to vote or direct the vote: 78,152,          
          (ii)    Shared power to vote or direct the vote: 77,206,          
          (iii)    Sole power to dispose or direct the disposition of: 78,152,          
          (iv)    Shared power to dispose or direct the disposition of: 77,206,          

Item 5.

   Ownership of Five Percent or Less of a Class.     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    x.     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person.          
     Christine H. Holmes, the spouse of Arthur S. Holmes, beneficially owns 75,635 of the shares of Common Stock reported on this Schedule 13G through a trust. In addition, 1,384 shares of Common Stock reported on this Schedule 13G were held by a foundation, of which Mr. and Mrs. Holmes serve as trustees. In their capacities as trustees of such foundation, Mr. and Mrs. Holmes each have the power to direct the receipt of dividends from, and the proceeds from the sale of, these shares.          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
     Not Applicable

Item 8.

   Identification and Classification of Members of the Group.          
     Not Applicable          

Item 9.

   Notice of Dissolution of Group.          
     Not Applicable          

Item 10.

   Certifications.          
     Not Applicable          

 

Page 4 of 5 pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2004

(Date)

 

/s/    Arthur S. Holmes         

(Signature)

 

Arthur S. Holmes

(Name)

 

Page 5 of 5 pages

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